R01 Fin Services Regs & Ethics 4+

R01 Fin Services Regs & Ethics

Know Your Subject Limited

Designed for iPad

    • $4.99



Now checked & Updated for 2022 Exam Syllabus.
Why use KYS mobile apps?

Revision Software for Chartered Insurance Institute Exams –
RO1 Financial Services, Regulation & Ethics.

(Current Exam Syllabus).
346 unique questions.

Over 340 unique questions covering Multiple Choice, True/False and Missing Item format. Correct answers provided for each test.

The aim of this module is to provide students with the knowledge and skills needed to understand the financial services industry, its rules and regulations, and how the retail consumer is better served.

This module covers the following topics:

1 - Authorisation, Procedures and Rules
2 - Dealing with Client Information
3 - Financial Advice, Guidance & Information
4 - Inheritance Tax Planning
5 - Investments
6 - Pension Planning
7 - Regulation
8 - Regulatory Standards
9 - The Regulatory Environment
10 - The Retail Consumer
11 - The UK Legal Framework
12 - UK Financial Services Industry

So why purchase from KYS Ltd?
Used by students throughout the UK and in over 133 countries worldwide.
UK Established since 2007 in the professional exams market.
Over 20,500 KYS downloads to date.
We give full software support after sale.
Any problems, simply email, call us, or go to our website support area.
Written by real practitioners and updated regularly.
No internet connection needed once downloaded – Study on the move!

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What’s New

Version 1.1

Three questions updated for changes in tax allowances.

App Privacy

The developer, Know Your Subject Limited, indicated that the app’s privacy practices may include handling of data as described below. For more information, see the developer’s privacy policy.

Data Not Collected

The developer does not collect any data from this app.

Privacy practices may vary, for example, based on the features you use or your age. Learn More


  • Family Sharing

    Up to six family members can use this app with Family Sharing enabled.

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