SIE Exam Prep: Practice Tests
Securities Mock Tests & Review
Free · In‑App Purchases · Designed for iPad. Not verified for macOS.
Pass Securities Industry Essentials Exam on your first try! 622+ practice questions designed for busy professionals. Start today!
PASS YOUR SECURITIES INDUSTRY ESSENTIALS EXAM
Master FINRA's SIE exam with 500+ practice questions designed to build real confidence and help you pass on your first attempt.
500+ practice questions
5-minute study sessions
Track your progress
Remove mastered questions
Text-to-speech support
Dark mode available
WHY GET CERTIFIED?
Securities & Financial Services professionals earn up to $203K annually. The SIE exam is your gateway credential to a rewarding career in the financial industry and a prerequisite for advanced FINRA licensing exams.
WHAT YOU'LL MASTER:
• Equity Securities including Common Stock, Preferred Stock, Rights, Warrants, and ADRs
• Debt Instruments covering Treasury, Agency, Corporate, and Municipal Bonds
• Bond Pricing, Yields, and Interest Rate Sensitivity
• Options fundamentals including Puts, Calls, Intrinsic Value, and Time Value
• Mutual Funds and Open-End Investment Companies
• ETFs, Closed-End Funds, and Unit Investment Trusts
• Municipal Securities including GO Bonds vs Revenue Bonds
• Variable Contracts and Annuities
• Direct Participation Programs and REITs
• Investment Risks including Market, Credit, Interest Rate, Liquidity, Inflation, and Currency Risk
• Risk Mitigation and Diversification Strategies
• Trading and Customer Account Types
• Prohibited Activities and Regulatory Compliance
• Capital Markets Structure and Function
• Regulatory Framework Overview including FINRA, SEC, and SRO Roles
STUDY ANYWHERE:
Coffee breaks. Commutes. Lunch hours. Turn dead time into Securities & Financial Services expertise.
Download now. Pass your exam. Master Securities & Financial Services.
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Information
- Seller
- Davy Raitt
- Size
- 35.3 MB
- Category
- Education
- Compatibility
Requires iOS 15.0 or later.
- iPhone
Requires iOS 15.0 or later. - iPad
Requires iPadOS 15.0 or later. - iPod touch
Requires iOS 15.0 or later. - Mac
Requires macOS 12.0 or later and a Mac with Apple M1 chip or later. - Apple Vision
Requires visionOS 1.0 or later.
- iPhone
- Languages
- English
- Age Rating
4+
- 4+
- In-App Purchases
Yes
- Pro Lifetime $12.99
- Pro Yearly $7.99
- Pro Monthly $1.99
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